SEC Form 4 · accession 0001628280-16-019328
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald W Blum
Officer — EVP/CLO of The Provident Bank
Period of report
Aug 31, 2016
Accepted (ET)
Sep 1, 2016 · 11:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 31, 2016 | S | 2,377 | $21.40 | D | 72,315 | D | |
| Common Stock | Aug 31, 2016 | S | 5,436 | $21.39 | D | 66,879 | D | |
| Common Stock | Aug 31, 2016 | S | 1,000 | $21.38 | D | 65,879 | D | |
| Common Stock | Aug 31, 2016 | S | 881 | $21.37 | D | 64,998 | D | |
| Common Stock | Aug 31, 2016 | S | 300 | $21.365 | D | 64,698 | D | |
| Common Stock | Aug 31, 2016 | S | 1,000 | $21.36 | D | 63,698 | D | |
| Common StockF1 | holding | — | — | — | 16,774 | I | By ESOP | |
| Common StockF1 | holding | — | — | — | 5,696 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.40 | holding | — | — | — | Feb 3, 2010 | Feb 3, 2019 | Common Stock | 8,090 | 8,090 | D |
| Stock Options | $12.54 | holding | — | — | — | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 6,100 | 6,100 | D |
| Stock Options | $10.40 | holding | — | — | — | Feb 3, 2012 | Feb 3, 2019 | Common Stock | 2,417 | 2,417 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.