SEC Form 4 · accession 0001628280-16-019326
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald W Blum
Officer — EVP/CLO of The Provident Bank
Period of report
Aug 31, 2016
Accepted (ET)
Sep 1, 2016 · 11:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 31, 2016 | M | 10,988 | $17.94 | A | 74,686 | D | |
| Common Stock | Aug 31, 2016 | M | 14,046 | $10.34 | A | 88,732 | D | |
| Common Stock | Aug 31, 2016 | S | 274 | $21.65 | D | 88,458 | D | |
| Common Stock | Aug 31, 2016 | S | 2,000 | $21.64 | D | 86,458 | D | |
| Common Stock | Aug 31, 2016 | S | 100 | $21.63 | D | 86,358 | D | |
| Common Stock | Aug 31, 2016 | S | 200 | $21.62 | D | 86,158 | D | |
| Common Stock | Aug 31, 2016 | S | 100 | $21.60 | D | 86,058 | D | |
| Common Stock | Aug 31, 2016 | S | 5 | $21.59 | D | 86,053 | D | |
| Common Stock | Aug 31, 2016 | S | 156 | $21.58 | D | 85,897 | D | |
| Common Stock | Aug 31, 2016 | S | 100 | $21.55 | D | 85,797 | D | |
| Common Stock | Aug 31, 2016 | S | 181 | $21.52 | D | 85,616 | D | |
| Common Stock | Aug 31, 2016 | S | 113 | $21.50 | D | 85,503 | D | |
| Common Stock | Aug 31, 2016 | S | 100 | $21.495 | D | 85,403 | D | |
| Common Stock | Aug 31, 2016 | S | 800 | $21.49 | D | 84,603 | D | |
| Common Stock | Aug 31, 2016 | S | 200 | $21.485 | D | 84,403 | D | |
| Common Stock | Aug 31, 2016 | S | 200 | $21.4825 | D | 84,203 | D | |
| Common Stock | Aug 31, 2016 | S | 1,221 | $21.48 | D | 82,982 | D | |
| Common Stock | Aug 31, 2016 | S | 200 | $21.475 | D | 82,782 | D | |
| Common Stock | Aug 31, 2016 | S | 706 | $21.47 | D | 82,076 | D | |
| Common Stock | Aug 31, 2016 | S | 100 | $21.465 | D | 81,976 | D | |
| Common Stock | Aug 31, 2016 | S | 800 | $21.46 | D | 81,176 | D | |
| Common Stock | Aug 31, 2016 | S | 400 | $21.455 | D | 80,776 | D | |
| Common Stock | Aug 31, 2016 | S | 100 | $21.4525 | D | 80,676 | D | |
| Common Stock | Aug 31, 2016 | S | 1,784 | $21.45 | D | 78,892 | D | |
| Common Stock | Aug 31, 2016 | S | 107 | $21.44 | D | 78,785 | D | |
| Common Stock | Aug 31, 2016 | S | 100 | $21.435 | D | 78,685 | D | |
| Common Stock | Aug 31, 2016 | S | 3,093 | $21.43 | D | 75,592 | D | |
| Common Stock | Aug 31, 2016 | S | 100 | $21.425 | D | 75,492 | D | |
| Common Stock | Aug 31, 2016 | S | 200 | $21.42 | D | 75,292 | D | |
| Common Stock | Aug 31, 2016 | S | 600 | $21.41 | D | 74,692 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $17.94 | Aug 31, 2016 | M | 10,988 | D | Jan 29, 2008 | Jan 29, 2017 | Common Stock | 10,988 | 0 | D |
| Stock Options | $10.34 | Aug 31, 2016 | M | 14,046 | D | Mar 4, 2013 | Mar 4, 2023 | Common Stock | 14,046 | 0 | D |