SEC Form 4 · accession 0001628280-16-019306
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack Novielli
Officer — EVP and CIO of Provident Bank
Period of report
Aug 30, 2016
Accepted (ET)
Aug 31, 2016 · 12:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 30, 2016 | M | 1,766 | $10.40 | A | 14,488 | D | |
| Common Stock | Aug 30, 2016 | M | 9,797 | $17.94 | A | 24,285 | D | |
| Common Stock | Aug 30, 2016 | M | 4,030 | $12.54 | A | 28,315 | D | |
| Common Stock | Aug 30, 2016 | S | 100 | $21.535 | D | 28,215 | D | |
| Common Stock | Aug 30, 2016 | S | 114 | $21.53 | D | 28,101 | D | |
| Common Stock | Aug 30, 2016 | S | 100 | $21.525 | D | 28,001 | D | |
| Common Stock | Aug 30, 2016 | S | 100 | $21.52 | D | 27,901 | D | |
| Common Stock | Aug 30, 2016 | S | 100 | $21.515 | D | 27,801 | D | |
| Common Stock | Aug 30, 2016 | S | 311 | $21.51 | D | 27,490 | D | |
| Common Stock | Aug 30, 2016 | S | 200 | $21.505 | D | 27,290 | D | |
| Common Stock | Aug 30, 2016 | S | 100 | $21.5025 | D | 27,190 | D | |
| Common Stock | Aug 30, 2016 | S | 3,412 | $21.50 | D | 23,778 | D | |
| Common Stock | Aug 30, 2016 | S | 1,107 | $21.49 | D | 22,671 | D | |
| Common Stock | Aug 30, 2016 | S | 1,156 | $21.48 | D | 21,515 | D | |
| Common Stock | Aug 30, 2016 | S | 300 | $21.475 | D | 21,215 | D | |
| Common Stock | Aug 30, 2016 | S | 100 | $21.4725 | D | 21,115 | D | |
| Common Stock | Aug 30, 2016 | S | 5,632 | $21.47 | D | 15,483 | D | |
| Common Stock | Aug 30, 2016 | S | 401 | $21.465 | D | 15,082 | D | |
| Common Stock | Aug 30, 2016 | S | 1,893 | $21.46 | D | 13,189 | D | |
| Common Stock | Aug 30, 2016 | S | 100 | $21.455 | D | 13,089 | D | |
| Common Stock | Aug 30, 2016 | S | 367 | $21.45 | D | 12,722 | D | |
| Common StockF1 | holding | — | — | — | 10,262 | I | By ESOP | |
| Common StockF1 | holding | — | — | — | 18,383 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $10.40 | Aug 30, 2016 | M | 1,766 | D | Feb 3, 2012 | Feb 3, 2019 | Common Stock | 1,766 | 0 | D |
| Stock OptionsF2 | $17.94 | Aug 30, 2016 | M | 9,797 | D | Jan 29, 2008 | Jan 29, 2017 | Common Stock | 9,797 | 0 | D |
| Stock OptionsF2 | $12.54 | Aug 30, 2016 | M | 4,030 | D | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 4,030 | 0 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Stock options have fully vested.