SEC Form 4 · accession 0001628280-16-019267

PROVIDENT FINANCIAL SERVICES INC · PFS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP and CFO

Period of report

Aug 25, 2016

Accepted (ET)

Aug 26, 2016 · 4:34 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001178970

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Aug 25, 2016	M	11,024	$17.94	A	75,000	D
Common Stock	Aug 25, 2016	M	616	$12.54	A	75,616	D
Common Stock	Aug 25, 2016	M	408	$10.40	A	76,024	D
Common Stock	Aug 25, 2016	M	12,114	$10.34	A	88,138	D
Common Stock	Aug 25, 2016	D	221	$21.13	D	87,917	D
Common Stock	Aug 25, 2016	D	5,900	$21.14	D	82,017	D
Common Stock	Aug 25, 2016	D	300	$21.145	D	81,717	D
Common Stock	Aug 25, 2016	D	200	$21.1475	D	81,517	D
Common Stock	Aug 25, 2016	D	700	$21.15	D	80,817	D
Common Stock	Aug 25, 2016	D	200	$21.16	D	80,617	D
Common Stock	Aug 25, 2016	D	1,377	$21.17	D	79,240	D
Common Stock	holding	—	—		—	6,798	I	By IRA
Common Stock^F1	holding	—	—		—	34,775	I	By 401(k)
Common Stock^F1	holding	—	—		—	11,256	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F2	$17.94	Aug 25, 2016	M	11,024	D	Jan 29, 2008	Jan 29, 2017	Common Stock	11,024	0	D
Stock Options^F2	$12.54	Aug 25, 2016	M	616	D	Jan 29, 2009	Jan 29, 2018	Common Stock	616	924	D
Stock Options^F2	$10.34	Aug 25, 2016	M	12,114	D	Mar 4, 2013	Mar 4, 2023	Common Stock	12,114	0	D
Stock Options^F2	$10.40	Aug 25, 2016	M	408	D	Feb 3, 2010	Feb 3, 2019	Common Stock	408	1,636	D

F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
F2Stock options have fully vested.