SEC Form 4 · accession 0001628280-16-019227

PROVIDENT FINANCIAL SERVICES INC · PFS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, CRO of Provident Bank

Period of report

Aug 23, 2016

Accepted (ET)

Aug 24, 2016 · 5:41 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001178970

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Aug 23, 2016	M	10,688	$17.94	A	30,552	D
Common Stock	Aug 23, 2016	S	500	$21.05	D	30,052	D
Common Stock	Aug 23, 2016	S	300	$21.045	D	29,752	D
Common Stock	Aug 23, 2016	S	900	$21.04	D	28,852	D
Common Stock	Aug 23, 2016	S	300	$21.035	D	28,552	D
Common Stock	Aug 23, 2016	S	4,300	$21.03	D	24,252	D
Common Stock	Aug 23, 2016	S	800	$21.025	D	23,452	D
Common Stock	Aug 23, 2016	S	3,588	$21.02	D	19,864	D
Common Stock	Aug 24, 2016	M	65	$17.94	A	19,929	D
Common Stock	Aug 24, 2016	S	65	$20.96	D	19,864	D
Common Stock^F1	holding	—	—		—	1,384	I	By 401(k)
Common Stock^F1	holding	—	—		—	11,698	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options	$17.94	Aug 23, 2016	M	10,688	D	Jan 29, 2008	Jan 29, 2017	Common Stock	10,688	65	D
Stock Options	$17.94	Aug 24, 2016	M	65	D	Jan 29, 2008	Jan 29, 2017	Common Stock	65	0	D
Stock Options^F2	$12.54	holding	—	—	—	Jan 29, 2009	Jan 29, 2018	Common Stock	1,060	1,060	D
Stock Options^F2	$10.40	holding	—	—	—	Feb 3, 2010	Feb 3, 2019	Common Stock	1,560	1,560	D

F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
F2Stock options have fully vested.