SEC Form 4 · accession 0001628280-16-018789
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Nesci
Officer — EVP and Chief Wealth Mgmt Ofc
Period of report
Aug 5, 2016
Accepted (ET)
Aug 9, 2016 · 2:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 5, 2016 | I | 5,088 | $20.72 | A | 18,379 | I | By 401(k) |
| Common StockF1 | holding | — | — | — | 5,327 | I | By ESOP | |
| Common Stock | holding | — | — | — | 12,603 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $10.27 | holding | — | — | — | May 7, 2010 | May 7, 2019 | Common Stock | 15,000 | 15,000 | D |
| Stock OptionsF2 | $10.34 | holding | — | — | — | Mar 4, 2013 | Mar 4, 2023 | Common Stock | 11,598 | 11,598 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Stock options have fully vested.