SEC Form 4 · accession 0001628280-16-018604
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald W Blum
Officer — EVP/CLO of The Provident Bank
Period of report
Aug 5, 2016
Accepted (ET)
Aug 5, 2016 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 5, 2016 | M | 10,000 | $18.87 | A | 73,698 | D | |
| Common Stock | Aug 5, 2016 | S | 401 | $20.71 | D | 73,297 | D | |
| Common Stock | Aug 5, 2016 | S | 100 | $20.705 | D | 73,197 | D | |
| Common Stock | Aug 5, 2016 | S | 100 | $20.7025 | D | 73,097 | D | |
| Common Stock | Aug 5, 2016 | S | 1,299 | $20.70 | D | 71,798 | D | |
| Common Stock | Aug 5, 2016 | S | 100 | $20.695 | D | 71,698 | D | |
| Common Stock | Aug 5, 2016 | S | 2,200 | $20.69 | D | 69,498 | D | |
| Common Stock | Aug 5, 2016 | S | 300 | $20.685 | D | 69,198 | D | |
| Common Stock | Aug 5, 2016 | S | 1,310 | $20.68 | D | 67,888 | D | |
| Common Stock | Aug 5, 2016 | S | 1,400 | $20.67 | D | 66,488 | D | |
| Common Stock | Aug 5, 2016 | S | 800 | $20.66 | D | 65,688 | D | |
| Common Stock | Aug 5, 2016 | S | 1,990 | $20.65 | D | 63,698 | D | |
| Common StockF2 | holding | — | — | — | 5,683 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 16,774 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $18.87 | Aug 5, 2016 | M | 10,000 | D | Sep 21, 2007 | Sep 21, 2016 | Common Stock | 10,000 | 0 | D |
| Stock OptionsF3 | $10.34 | holding | — | — | — | Mar 4, 2013 | Mar 4, 2023 | Common Stock | 14,046 | 14,046 | D |
| Stock OptionsF3 | $10.40 | holding | — | — | — | Feb 3, 2010 | Feb 3, 2019 | Common Stock | 8,090 | 8,090 | D |
| Stock OptionsF3 | $12.54 | holding | — | — | — | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 6,100 | 6,100 | D |
| Stock OptionsF3 | $17.94 | holding | — | — | — | Jan 29, 2008 | Jan 29, 2017 | Common Stock | 10,988 | 10,988 | D |
| Stock OptionsF3 | $10.40 | holding | — | — | — | Feb 3, 2012 | Feb 3, 2019 | Common Stock | 2,417 | 2,417 | D |
Explanation of responses
- F1Exercise of stock options expiring on September 21, 2016
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F3Stock options have fully vested.