SEC Form 4 · accession 0001628280-16-018357
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Kuntz
Officer — EVP,General Counsel, Secretary
Period of report
Aug 2, 2016
Accepted (ET)
Aug 3, 2016 · 3:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 2, 2016 | M | 10,000 | $18.87 | A | 78,614 | D | |
| Common Stock | Aug 2, 2016 | S | 426 | $20.115 | D | 78,188 | D | |
| Common Stock | Aug 2, 2016 | S | 100 | $20.11 | D | 78,088 | D | |
| Common Stock | Aug 2, 2016 | S | 900 | $20.105 | D | 77,188 | D | |
| Common Stock | Aug 2, 2016 | S | 1,500 | $20.1025 | D | 75,688 | D | |
| Common Stock | Aug 2, 2016 | S | 3,932 | $20.10 | D | 71,756 | D | |
| Common Stock | Aug 2, 2016 | S | 275 | $20.095 | D | 71,481 | D | |
| Common Stock | Aug 2, 2016 | S | 200 | $20.0925 | D | 71,281 | D | |
| Common Stock | Aug 2, 2016 | S | 800 | $20.09 | D | 70,481 | D | |
| Common Stock | Aug 2, 2016 | S | 1,000 | $20.08 | D | 69,481 | D | |
| Common Stock | Aug 2, 2016 | S | 200 | $20.07 | D | 69,281 | D | |
| Common Stock | Aug 2, 2016 | S | 667 | $20.05 | D | 68,614 | D | |
| Common StockF2 | holding | — | — | — | 4,098 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 16,494 | I | By ESOP | |
| Common Stock | holding | — | — | — | 500 | I | By Wife's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $18.87 | Aug 2, 2016 | M | 10,000 | D | Sep 21, 2007 | Sep 21, 2016 | Common Stock | 10,000 | 0 | D |
| Stock OptionsF3 | $10.40 | holding | — | — | — | Feb 3, 2010 | Feb 3, 2019 | Common Stock | 7,780 | 7,780 | D |
| Stock OptionsF3 | $17.94 | holding | — | — | — | Jan 29, 2008 | Jan 29, 2017 | Common Stock | 10,698 | 10,698 | D |
| Stock OptionsF3 | $10.34 | holding | — | — | — | Mar 4, 2013 | Mar 4, 2023 | Common Stock | 13,403 | 13,403 | D |
| Stock OptionsF3 | $10.40 | holding | — | — | — | Feb 3, 2012 | Feb 3, 2019 | Common Stock | 2,324 | 2,324 | D |
| Stock OptionsF3 | $12.54 | holding | — | — | — | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 5,640 | 5,640 | D |
Explanation of responses
- F1Exercise of stock options expiring on September 21, 2016
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F3Stock options have fully vested.