SEC Form 4 · accession 0001628280-16-015777
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank L Fekete
Director
Period of report
May 5, 2016
Accepted (ET)
May 6, 2016 · 12:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2016 | M | 3,000 | $12.54 | A | 59,435 | D | |
| Common Stock | May 5, 2016 | S | 1,000 | $19.70 | D | 58,435 | D | |
| Common Stock | May 5, 2016 | S | 700 | $19.695 | D | 57,735 | D | |
| Common Stock | May 5, 2016 | S | 1,300 | $19.69 | D | 56,435 | D | |
| Common StockF1 | holding | — | — | — | 10,000 | I | By Retirement Account | |
| Common Stock | holding | — | — | — | 7,500 | I | By Wife | |
| Common StockF2 | holding | — | — | — | 1,200 | I | By Trust 1 | |
| Common StockF2 | holding | — | — | — | 1,200 | I | By Trust 3 | |
| Common StockF3 | holding | — | — | — | 1,200 | I | By Trust 4 | |
| Common StockF4 | holding | — | — | — | 1,000 | I | By Trust 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.54 | May 5, 2016 | M | 3,000 | D | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1Shares held by a custodian for a retirement account f/b/o the reporting person.
- F2Shares held by wife as trustee of a trust for their granddaughter.
- F3Shares held by wife as trustee of a trust for their grandson.
- F4Shares held by wife as trustee of a trust for her grandmother.