SEC Form 4 · accession 0001628280-16-015587
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Nesci
Officer — EVP and Chief Wealth Mgmt Ofc
Period of report
May 3, 2016
Accepted (ET)
May 5, 2016 · 9:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 3, 2016 | A | 866 | $0.00 | A | 12,603 | D | |
| Common Stock | holding | — | — | — | 13,291 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 4,335 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $10.27 | holding | — | — | — | May 7, 2010 | May 7, 2019 | Common Stock | 15,000 | 15,000 | D |
| Stock OptionsF2 | $10.34 | holding | — | — | — | Mar 4, 2013 | Mar 4, 2023 | Common Stock | 11,598 | 11,598 | D |
Explanation of responses
- F1Shares of restricted stock vest at a rate of 33.3% over a period ending February 24, 2019.
- F2Stock options have fully vested.