SEC Form 4 · accession 0001628280-16-015466
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Raimonde
Officer — EVP of The Provident Bank
Period of report
May 3, 2016
Accepted (ET)
May 4, 2016 · 2:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2016 | S | 1,557 | $19.7302 | D | 45,418 | D | |
| Common Stock | May 3, 2016 | S | 3,500 | $19.71 | D | 41,918 | D | |
| Common Stock | May 3, 2016 | S | 4,500 | $19.69 | D | 37,418 | D | |
| Common Stock | May 3, 2016 | S | 3,637 | $19.65 | D | 33,781 | D | |
| Common Stock | May 3, 2016 | S | 1,063 | $19.68 | D | 32,718 | D | |
| Common Stock | May 3, 2016 | S | 15,300 | $19.67 | D | 17,418 | D | |
| Common StockF1 | holding | — | — | — | 6,929 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 6,474 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $17.45 | holding | — | — | — | May 7, 2008 | May 7, 2017 | Common Stock | 15,000 | 15,000 | D |
| Stock OptionsF2 | $12.54 | holding | — | — | — | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 5,120 | 5,120 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Stock options have fully vested.