SEC Form 4 · accession 0001628280-16-012337
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald W Blum
Officer — EVP/CLO of The Provident Bank
Period of report
Mar 4, 2016
Accepted (ET)
Mar 7, 2016 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2016 | M | 10,000 | $18.48 | A | 70,270 | D | |
| Common Stock | Mar 4, 2016 | S | 321 | $19.31 | D | 69,949 | D | |
| Common Stock | Mar 4, 2016 | S | 79 | $19.311 | D | 69,870 | D | |
| Common Stock | Mar 4, 2016 | S | 154 | $19.321 | D | 69,716 | D | |
| Common Stock | Mar 4, 2016 | S | 1,820 | $19.32 | D | 67,896 | D | |
| Common Stock | Mar 4, 2016 | S | 200 | $19.325 | D | 67,696 | D | |
| Common Stock | Mar 4, 2016 | S | 2,876 | $19.33 | D | 64,820 | D | |
| Common Stock | Mar 4, 2016 | S | 2,850 | $19.34 | D | 61,970 | D | |
| Common Stock | Mar 4, 2016 | S | 400 | $19.345 | D | 61,570 | D | |
| Common Stock | Mar 4, 2016 | S | 1,200 | $19.35 | D | 60,370 | D | |
| Common Stock | Mar 4, 2016 | S | 100 | $19.36 | D | 60,270 | D | |
| Common StockF2 | holding | — | — | — | 5,414 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 15,414 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $18.48 | Mar 4, 2016 | M | 10,000 | D | Mar 23, 2007 | Mar 23, 2016 | Common Stock | 10,000 | 0 | D |
| Stock OptionsF3 | $10.34 | holding | — | — | — | Mar 4, 2013 | Mar 4, 2023 | Common Stock | 14,046 | 14,046 | D |
| Stock OptionsF3 | $10.40 | holding | — | — | — | Feb 3, 2010 | Feb 3, 2019 | Common Stock | 8,090 | 8,090 | D |
| Stock OptionsF3 | $12.54 | holding | — | — | — | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 6,100 | 6,100 | D |
| Stock OptionsF3 | $17.94 | holding | — | — | — | Jan 29, 2008 | Jan 29, 2017 | Common Stock | 10,988 | 10,988 | D |
| Stock OptionsF3 | $10.40 | holding | — | — | — | Feb 3, 2012 | Feb 3, 2019 | Common Stock | 2,417 | 2,417 | D |
| Stock OptionsF3 | $18.87 | holding | — | — | — | Sep 21, 2007 | Sep 21, 2016 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Exercise of stock options expiring on March 23, 2016.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F3Stock options have fully vested.