SEC Form 4 · accession 0001628280-16-011571
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Lyons
Officer — EVP and CFO
Period of report
Feb 22, 2016
Accepted (ET)
Feb 23, 2016 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2016 | M | 10,000 | $18.55 | A | 64,982 | D | |
| Common Stock | Feb 22, 2016 | S | 100 | $18.86 | D | 64,882 | D | |
| Common Stock | Feb 22, 2016 | S | 200 | $18.85 | D | 64,682 | D | |
| Common Stock | Feb 22, 2016 | S | 500 | $18.84 | D | 64,182 | D | |
| Common Stock | Feb 22, 2016 | S | 173 | $18.8315 | D | 64,009 | D | |
| Common Stock | Feb 22, 2016 | S | 1,427 | $18.83 | D | 62,582 | D | |
| Common Stock | Feb 22, 2016 | S | 700 | $18.82 | D | 61,882 | D | |
| Common Stock | Feb 22, 2016 | S | 900 | $18.81 | D | 60,982 | D | |
| Common Stock | Feb 22, 2016 | S | 100 | $18.805 | D | 60,882 | D | |
| Common Stock | Feb 22, 2016 | S | 700 | $18.80 | D | 60,182 | D | |
| Common Stock | Feb 22, 2016 | S | 200 | $18.79 | D | 59,982 | D | |
| Common Stock | Feb 22, 2016 | S | 800 | $18.78 | D | 59,182 | D | |
| Common Stock | Feb 22, 2016 | S | 400 | $18.775 | D | 58,782 | D | |
| Common Stock | Feb 22, 2016 | S | 3,300 | $18.77 | D | 55,482 | D | |
| Common Stock | Feb 22, 2016 | S | 500 | $18.76 | D | 54,982 | D | |
| Common Stock | holding | — | — | — | 6,798 | I | By IRA | |
| Common StockF1 | holding | — | — | — | 33,707 | I | By 401(k) | |
| Common StockF1 | holding | — | — | — | 10,073 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $18.55 | Feb 22, 2016 | M | 10,000 | D | Feb 22, 2007 | Feb 22, 2016 | Common Stock | 10,000 | 0 | D |
| Stock OptionsF2 | $10.34 | holding | — | — | — | Mar 4, 2013 | Mar 4, 2023 | Common Stock | 12,114 | 12,114 | D |
| Stock OptionsF2 | $17.94 | holding | — | — | — | Jan 29, 2008 | Jan 29, 2017 | Common Stock | 11,024 | 11,024 | D |
| Stock OptionsF2 | $10.40 | holding | — | — | — | Feb 3, 2010 | Feb 3, 2019 | Common Stock | 2,044 | 2,044 | D |
| Stock OptionsF2 | $12.54 | holding | — | — | — | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 1,540 | 1,540 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Stock options have fully vested.