SEC Form 4 · accession 0001628280-15-009382
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W Berry
Director
Period of report
Dec 10, 2015
Accepted (ET)
Dec 11, 2015 · 2:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 10, 2015 | M | 7,000 | $17.94 | A | 88,426 | D | |
| Common Stock | Dec 10, 2015 | S | 7,000 | $20.0016 | D | 81,426 | D | |
| Common Stock | Dec 10, 2015 | M | 7,000 | $18.55 | A | 88,426 | D | |
| Common Stock | Dec 10, 2015 | S | 7,000 | $20.0016 | D | 81,426 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $17.94 | Dec 10, 2015 | M | 7,000 | D | Jan 29, 2008 | Jan 29, 2017 | Common Stock | 7,000 | 0 | D |
| Stock OptionsF1 | $18.55 | Dec 10, 2015 | M | 7,000 | D | Feb 22, 2007 | Feb 22, 2016 | Common Stock | 7,000 | 0 | D |
| Stock OptionsF1 | $12.54 | holding | — | — | — | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 8,000 | 8,000 | D |
Explanation of responses
- F1Stock options have fully vested.