SEC Form 4 · accession 0001628280-15-009303
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank L Fekete
Director
Period of report
Dec 7, 2015
Accepted (ET)
Dec 8, 2015 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2015 | G | 1,200 | $0.00 | D | 51,876 | D | |
| Common StockF1 | Sep 14, 2015 | G | 1,200 | $0.00 | A | 1,200 | I | By Trust 4 |
| Common Stock | Dec 7, 2015 | M | 2,000 | $17.94 | A | 53,876 | D | |
| Common Stock | Dec 7, 2015 | S | 2,000 | $20.5983 | D | 51,876 | D | |
| Common Stock | Dec 7, 2015 | M | 2,000 | $18.55 | A | 53,876 | D | |
| Common Stock | Dec 7, 2015 | S | 2,000 | $20.5983 | D | 51,876 | D | |
| Common StockF2 | holding | — | — | — | 10,000 | I | By Retirement Account | |
| Common Stock | holding | — | — | — | 7,500 | I | By Wife | |
| Common StockF3 | holding | — | — | — | 1,200 | I | By Trust 1 | |
| Common StockF3 | holding | — | — | — | 1,200 | I | By Trust 3 | |
| Common StockF4 | holding | — | — | — | 1,000 | I | By Trust 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $17.94 | Dec 7, 2015 | M | 2,000 | D | Jan 29, 2008 | Jan 29, 2017 | Common Stock | 2,000 | 0 | D |
| Stock Options | $18.55 | Dec 7, 2015 | M | 2,000 | D | Feb 22, 2007 | Feb 22, 2016 | Common Stock | 2,000 | 0 | D |
| Stock Options | $12.54 | holding | — | — | — | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1Shares held by wife as trustee of a trust for their grandson.
- F2Shares held by a custodian for a retirement account f/b/o the reporting person.
- F3Shares held by wife as trustee of a trust for their granddaughter.
- F4Shares held by wife as trustee of a trust created by her grandmother.