SEC Form 4 · accession 0001628280-15-009224

PROVIDENT FINANCIAL SERVICES INC · PFS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP of The Provident Bank

Period of report

Dec 2, 2015

Accepted (ET)

Dec 4, 2015 · 2:22 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001178970

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 2, 2015	M	2,045	$10.40	A	44,037	D
Common Stock	Dec 2, 2015	S	2,045	$20.7201	D	41,992	D
Common Stock	Dec 2, 2015	M	6,840	$10.40	A	48,832	D
Common Stock	Dec 2, 2015	S	6,840	$20.7061	D	41,992	D
Common Stock	Dec 3, 2015	M	11,856	$10.34	A	53,848	D
Common Stock	Dec 3, 2015	S	11,856	$20.747	D	41,992	D
Common Stock^F1	holding	—	—		—	6,623	I	By 401(k)
Common Stock^F1	holding	—	—		—	6,474	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options	$10.40	Dec 2, 2015	M	2,045	D	Feb 3, 2012	Feb 3, 2019	Common Stock	2,045	0	D
Stock Options	$10.40	Dec 2, 2015	M	6,840	D	Feb 3, 2010	Feb 3, 2019	Common Stock	6,840	0	D
Stock Options	$10.34	Dec 3, 2015	M	11,856	D	Mar 4, 2013	Mar 4, 2023	Common Stock	11,856	0	D
Stock Options^F2	$17.45	holding	—	—	—	May 7, 2008	May 7, 2017	Common Stock	15,000	15,000	D
Stock Options^F2	$12.54	holding	—	—	—	Jan 29, 2009	Jan 29, 2018	Common Stock	5,120	5,120	D

F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
F2Stock options have fully vested.