SEC Form 4 · accession 0001628280-15-008864
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Nesci
Officer — EVP and Chief Wealth Mgmt Ofc
Period of report
Nov 16, 2015
Accepted (ET)
Nov 18, 2015 · 3:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2015 | S | 200 | $20.225 | D | 10,069 | D | |
| Common Stock | Nov 16, 2015 | S | 400 | $20.23 | D | 9,669 | D | |
| Common Stock | Nov 16, 2015 | S | 100 | $20.24 | D | 9,569 | D | |
| Common Stock | Nov 16, 2015 | S | 500 | $20.26 | D | 9,069 | D | |
| Common Stock | Nov 16, 2015 | S | 100 | $20.27 | D | 8,969 | D | |
| Common Stock | Nov 16, 2015 | S | 200 | $20.28 | D | 8,769 | D | |
| Common Stock | Nov 16, 2015 | S | 300 | $20.29 | D | 8,469 | D | |
| Common Stock | Nov 16, 2015 | S | 20 | $29.295 | D | 8,449 | D | |
| Common Stock | Nov 16, 2015 | S | 400 | $20.30 | D | 8,049 | D | |
| Common Stock | Nov 16, 2015 | S | 100 | $20.305 | D | 7,949 | D | |
| Common Stock | Nov 16, 2015 | S | 200 | $20.31 | D | 7,749 | D | |
| Common Stock | Nov 16, 2015 | S | 180 | $20.3189 | D | 7,569 | D | |
| Common Stock | Nov 16, 2015 | S | 200 | $20.32 | D | 7,369 | D | |
| Common Stock | Nov 16, 2015 | S | 100 | $20.33 | D | 7,269 | D | |
| Common Stock | Nov 16, 2015 | S | 150 | $20.34 | D | 7,119 | D | |
| Common Stock | Nov 16, 2015 | S | 100 | $20.35 | D | 7,019 | D | |
| Common Stock | holding | — | — | — | 13,291 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 4,335 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $10.34 | holding | — | — | — | Mar 4, 2013 | Mar 4, 2023 | Common Stock | 11,598 | 11,598 | D |
| Stock OptionsF1 | $10.27 | holding | — | — | — | May 7, 2010 | May 7, 2019 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Stock options are fully vested.