SEC Form 4 · accession 0001628280-15-007045
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janet D Krasowski
Officer — EVP of The Provident Bank
Period of report
Sep 9, 2015
Accepted (ET)
Sep 10, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 9, 2015 | M | 6,070 | $10.40 | A | 31,142 | D | |
| Common Stock | Sep 9, 2015 | M | 10,000 | $17.86 | A | 41,142 | D | |
| Common Stock | Sep 9, 2015 | M | 1,813 | $10.40 | A | 42,955 | D | |
| Common Stock | Sep 9, 2015 | M | 10,464 | $10.34 | A | 53,419 | D | |
| Common Stock | Sep 9, 2015 | M | 10,116 | $17.94 | A | 63,535 | D | |
| Common Stock | Sep 9, 2015 | M | 4,560 | $12.54 | A | 68,095 | D | |
| Common Stock | Sep 9, 2015 | S | 10,464 | $19.159 | D | 57,631 | D | |
| Common Stock | Sep 9, 2015 | S | 1,813 | $19.159 | D | 55,818 | D | |
| Common StockF1 | holding | — | — | — | 6,955 | I | By ESOP | |
| Common StockF1 | holding | — | — | — | 1,892 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.40 | Sep 9, 2015 | M | 6,070 | D | Feb 3, 2010 | Feb 3, 2019 | Common Stock | 6,070 | 0 | D |
| Stock Options | $17.86 | Sep 9, 2015 | M | 10,000 | D | Jul 26, 2007 | Jul 26, 2016 | Common Stock | 10,000 | 0 | D |
| Stock Options | $10.40 | Sep 9, 2015 | M | 1,813 | D | Feb 3, 2012 | Feb 3, 2019 | Common Stock | 1,813 | 0 | D |
| Stock Options | $10.34 | Sep 9, 2015 | M | 10,464 | D | Mar 4, 2013 | Mar 4, 2023 | Common Stock | 10,464 | 0 | D |
| Stock Options | $17.94 | Sep 9, 2015 | M | 10,116 | D | Jan 29, 2008 | Jan 29, 2017 | Common Stock | 10,116 | 0 | D |
| Stock Options | $12.54 | Sep 9, 2015 | M | 4,560 | D | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 4,560 | 0 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.