SEC Form 4 · accession 0001628280-15-001681
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Nesci
Officer — EVP and Chief Wealth Mgmt Ofc
Period of report
Mar 10, 2015
Accepted (ET)
Mar 11, 2015 · 2:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2015 | S | 300 | $18.10 | D | 16,945 | D | |
| Common Stock | Mar 10, 2015 | S | 100 | $18.12 | D | 16,845 | D | |
| Common Stock | Mar 10, 2015 | S | 842 | $18.13 | D | 16,003 | D | |
| Common Stock | Mar 10, 2015 | S | 1,063 | $18.14 | D | 14,940 | D | |
| Common Stock | Mar 10, 2015 | S | 100 | $18.145 | D | 14,840 | D | |
| Common Stock | Mar 10, 2015 | S | 1,925 | $18.15 | D | 12,915 | D | |
| Common Stock | Mar 10, 2015 | S | 546 | $18.15 | D | 12,369 | D | |
| Common Stock | Mar 10, 2015 | S | 700 | $18.16 | D | 11,669 | D | |
| Common Stock | Mar 10, 2015 | S | 300 | $18.17 | D | 11,369 | D | |
| Common Stock | Mar 10, 2015 | S | 100 | $18.175 | D | 11,269 | D | |
| Common Stock | Mar 10, 2015 | S | 400 | $18.18 | D | 10,869 | D | |
| Common Stock | Mar 10, 2015 | S | 200 | $18.19 | D | 10,669 | D | |
| Common Stock | Mar 10, 2015 | S | 200 | $18.20 | D | 10,469 | D | |
| Common Stock | Mar 10, 2015 | S | 100 | $18.21 | D | 10,369 | D | |
| Common Stock | Mar 10, 2015 | S | 100 | $18.22 | D | 10,269 | D | |
| Common Stock | holding | — | — | — | 13,291 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 3,380 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $10.34 | holding | — | — | — | Mar 4, 2013 | Mar 4, 2023 | Common Stock | 11,598 | 11,598 | D |
| Stock OptionsF1 | $10.27 | holding | — | — | — | May 7, 2010 | May 7, 2019 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Stock options are fully vested.