SEC Form 4 · accession 0001628280-15-000933
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack Novielli
Officer — EVP and CIO of Provident Bank
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2015 | A | 2,045 | $0.00 | A | 8,828 | D | |
| Common Stock | Feb 19, 2015 | F | 658 | $18.34 | D | 8,170 | D | |
| Common StockF2 | holding | — | — | — | 17,198 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 11,281 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $10.34 | holding | — | — | — | Mar 4, 2013 | Mar 4, 2023 | Common Stock | 10,310 | 10,310 | D |
| Stock OptionsF3 | $10.40 | holding | — | — | — | Feb 3, 2012 | Feb 3, 2019 | Common Stock | 1,766 | 1,766 | D |
| Stock OptionsF3 | $10.40 | holding | — | — | — | Feb 3, 2010 | Feb 3, 2019 | Common Stock | 5,910 | 5,910 | D |
| Stock OptionsF3 | $12.54 | holding | — | — | — | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 4,030 | 4,030 | D |
| Stock OptionsF3 | $17.94 | holding | — | — | — | Jan 29, 2008 | Jan 29, 2017 | Common Stock | 9,797 | 9,797 | D |
| Stock OptionsF3 | $18.55 | holding | — | — | — | Feb 22, 2007 | Feb 22, 2016 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1Shares of restricted stock vest at a rate of 33.3% per year over a period ending February 19, 2018.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F3Stock options have fully vested.