SEC Form 4 · accession 0001628280-15-000456
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A. Christy
Officer — SVP, CRO of Provident Bank
Period of report
Feb 3, 2015
Accepted (ET)
Feb 4, 2015 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2015 | F | 186 | $18.16 | D | 10,034 | D | |
| Common StockF1 | holding | — | — | — | 1,315 | I | By 401(k) | |
| Common StockF1 | holding | — | — | — | 9,422 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $10.40 | holding | — | — | — | Feb 3, 2010 | Feb 3, 2019 | Common Stock | 1,560 | 1,560 | D |
| Stock OptionsF2 | $12.54 | holding | — | — | — | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 1,060 | 1,060 | D |
| Stock OptionsF2 | $17.94 | holding | — | — | — | Jan 29, 2008 | Jan 29, 2017 | Common Stock | 10,753 | 10,753 | D |
| Stock OptionsF2 | $18.55 | holding | — | — | — | Feb 22, 2007 | Feb 22, 2016 | Common Stock | 5,000 | 5,000 | D |
| Stock OptionsF2 | $18.03 | holding | — | — | — | Jul 21, 2006 | Jul 21, 2015 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Reflects transaction not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Stock options have fully vested.