SEC Form 4/A · accession 0001140361-16-050324
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Janet D Krasowski
Officer — EVP of The Provident Bank
Period of report
Feb 3, 2015
Accepted (ET)
Feb 4, 2016 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2015 | F | 216 | $18.16 | D | 25,240 | D | |
| Common StockF1,F3 | holding | — | — | — | 1,844 | I | By 401(k) | |
| Common StockF1 | holding | — | — | — | 5,963 | I | By ESOP | |
| Common StockF1,F3 | holding | — | — | — | 6,642 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $10.34 | holding | — | — | — | Mar 4, 2013 | Mar 4, 2023 | Common Stock | 10,464 | 10,464 | D |
| Stock OptionsF2 | $10.40 | holding | — | — | — | Feb 3, 2012 | Feb 3, 2019 | Common Stock | 1,813 | 1,813 | D |
| Stock OptionsF2 | $10.40 | holding | — | — | — | Feb 3, 2010 | Feb 3, 2019 | Common Stock | 6,070 | 6,070 | D |
| Stock OptionsF2 | $12.54 | holding | — | — | — | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 4,560 | 4,560 | D |
| Stock OptionsF2 | $17.94 | holding | — | — | — | Jan 29, 2008 | Jan 29, 2017 | Common Stock | 10,116 | 10,116 | D |
| Stock OptionsF2 | $17.86 | holding | — | — | — | Jul 26, 2007 | Jul 26, 2016 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Stock options have fully vested.
- F3Reflects the transfer of 6,642 shares previously held in the reporting person's 401(k) plan account into an individual retirement plan for the benefit of the reporting person.