SEC Form 4 · accession 0001209191-19-003316
AMICUS THERAPEUTICS, INC. · FOLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen Rosenberg
Officer — Chief Legal Officer
Period of report
Jan 2, 2019
Accepted (ET)
Jan 10, 2019 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178879
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 2, 2019 | A | 61,063 | — | A | 139,525 | D | |
| Common Stock | Jan 3, 2019 | F | 5,977 | $10.33 | D | 133,548 | D | |
| Common Stock | holding | — | — | — | 15,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F3 | $10.04 | Jan 2, 2019 | A | 93,663 | A | — | Jan 2, 2029 | Common Stock | 93,663 | 93,663 | D |
Explanation of responses
- F1Granted in the form of Restricted Stock Units. Each Restricted Stock Unit represents a contingent right to receive one share of Amicus common stock.
- F2The Restricted Stock Units will vest in four equal annual installments beginning on January 2, 2020.
- F3These options vest and become exercisable in a series of installments. The first installment, which consists of 25% of the total aggregate number of options granted, vests on the first anniversary of the grant date. The remaining options vest and become exercisable in a series of thirty-five successive equal monthly installments beginning on the first month thereafter.