SEC Form 4 · accession 0001209191-15-001232
AMICUS THERAPEUTICS, INC. · FOLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Castelli
Officer — VP, Program Management
Period of report
Jan 5, 2015
Accepted (ET)
Jan 5, 2015 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178879
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jan 5, 2015 | M | 4,667 | $9.00 | A | 54,667 | D | |
| Common stock | Jan 5, 2015 | S | 4,667 | $9.00 | D | 50,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $5.325 | Jan 5, 2015 | M | 4,667 | D | Oct 1, 2009 | Oct 20, 2015 | Common Stock | 4,667 | 0 | D |
Explanation of responses
- F1The exercise of stock options and subsequent sale of common stock were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 2, 2014.