SEC Form 4 · accession 0000898432-18-001449
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. · NBO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Blake Miller
Other
Period of report
Dec 6, 2018
Accepted (ET)
Dec 10, 2018 · 7:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 6, 2018 | S | 2,250 | $11.2747 | D | 250 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $11.2600 to $11.2750. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.