SEC Form 4 · accession 0001553878-18-000027
ALNYLAM PHARMACEUTICALS, INC. · ALNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Akshay Vaishnaw
Officer — President, R&D
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2018 | M | 44,641 | $18.66 | A | 55,856 | D | |
| Common Stock | Mar 14, 2018 | M | 38,913 | $16.43 | A | 94,769 | D | |
| Common Stock | Mar 14, 2018 | M | 5,000 | $7.10 | A | 99,769 | D | |
| Common StockF2 | Mar 14, 2018 | S | 6,453 | $140.45 | D | 93,316 | D | |
| Common StockF3 | Mar 14, 2018 | S | 15,000 | $141.69 | D | 78,316 | D | |
| Common StockF4 | Mar 14, 2018 | S | 21,336 | $142.57 | D | 56,980 | D | |
| Common StockF5 | Mar 14, 2018 | S | 19,213 | $143.46 | D | 37,767 | D | |
| Common StockF6 | Mar 14, 2018 | S | 20,172 | $144.53 | D | 17,595 | D | |
| Common StockF7 | Mar 14, 2018 | S | 6,380 | $145.27 | D | 11,215 | D | |
| Common StockF8 | holding | — | — | — | 338 | I | by Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F9 | $7.10 | Mar 14, 2018 | M | 5,000 | D | — | Nov 30, 2021 | Common Stock | 5,000 | 0 | D |
| Stock Option (right to buy)F9 | $16.43 | Mar 14, 2018 | M | 38,913 | D | — | Dec 9, 2019 | Common Stock | 38,913 | 0 | D |
| Stock Option (right to buy)F9 | $18.66 | Mar 14, 2018 | M | 44,641 | D | — | Dec 20, 2022 | Common Stock | 44,641 | 0 | D |
Explanation of responses
- F1All sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 10, 2018.
- F2Sale prices ranged from $140.00 to $140.95
- F3Sale prices ranged from $141.01 to $142.00
- F4Sale prices ranged from $142.01 to $143.00
- F5Sale prices ranged from $143.01 to $143.98
- F6Sale prices ranged from $144.01 to $145.00
- F7Sale prices ranged from $145.01 to $145.80
- F8The reporting person owns 338 shares of ALNY common stock under the ALNY 401(k) plan as a result of the ALNY 401(k) matching contribution program.
- F9The stock option vests as to 25% of the shares on the 1st anniversary of the date of the stock option grant and as to an additional 6.25% of the shares each successive three month period thereafter.