SEC Form 4 · accession 0001553878-17-000069
ALNYLAM PHARMACEUTICALS, INC. · ALNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Maraganore
Officer — Chief Executive Officer · Director
Period of report
Nov 22, 2017
Accepted (ET)
Nov 24, 2017 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2017 | M | 73,415 | $31.39 | A | 223,125 | D | |
| Common StockF2 | Nov 22, 2017 | S | 25,263 | $129.97 | D | 197,862 | D | |
| Common StockF3 | Nov 22, 2017 | S | 25,036 | $130.88 | D | 172,826 | D | |
| Common StockF4 | Nov 22, 2017 | S | 20,433 | $131.82 | D | 152,393 | D | |
| Common StockF5 | Nov 22, 2017 | S | 2,683 | $132.73 | D | 149,710 | D | |
| Common StockF6 | holding | — | — | — | 2,960 | I | By Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F7,F1 | $31.39 | Nov 22, 2017 | M | 73,415 | D | — | Dec 12, 2017 | Common Stock | 73,415 | 0 | D |
Explanation of responses
- F1All sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2017. The 73,415 options exercised and sold by the reporting person were due to expire on December 12, 2017.
- F2Sale prices ranged from $129.39 to $130.35.
- F3Sale prices ranged from $130.38 to $131.37.
- F4Sale prices ranged from $131.38 to $132.36.
- F5Sale prices ranged from $132.38 to $133.34.
- F6The reporting person owns 2,960 shares of ALNY common stock under the ALNY 401(k) plan as a result of the ALNY 401(k) matching contribution program.
- F7The stock option vested as to 25% of the shares on the first anniversary of the date of the stock option grant and as to an additional 6.25% of the shares each successive three month period thereafter.