SEC Form 4 · accession 0001553878-16-000036
ALNYLAM PHARMACEUTICALS, INC. · ALNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Maraganore
Officer — Chief Executive Officer · Director
Period of report
Jan 19, 2016
Accepted (ET)
Jan 21, 2016 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 19, 2016 | M | 15,076 | $22.75 | A | 148,465 | D | |
| Common StockF2 | Jan 19, 2016 | S | 1,838 | $70.9471 | D | 146,627 | D | |
| Common StockF3 | Jan 19, 2016 | S | 800 | $71.8088 | D | 145,827 | D | |
| Common StockF4 | Jan 19, 2016 | S | 1,281 | $73.0258 | D | 144,546 | D | |
| Common StockF5 | Jan 19, 2016 | S | 5,112 | $74.1379 | D | 139,434 | D | |
| Common StockF6 | Jan 19, 2016 | S | 3,400 | $75.0147 | D | 136,034 | D | |
| Common StockF7 | Jan 19, 2016 | S | 2,245 | $75.9689 | D | 133,789 | D | |
| Common StockF8 | Jan 19, 2016 | S | 200 | $76.95 | D | 133,589 | D | |
| Common StockF9 | Jan 19, 2016 | S | 200 | $78.04 | D | 133,389 | D | |
| Common Stock | Jan 20, 2016 | M | 15,076 | $22.75 | A | 148,465 | D | |
| Common StockF10 | Jan 20, 2016 | S | 1,200 | $66.2808 | D | 147,265 | D | |
| Common StockF11 | Jan 20, 2016 | S | 2,700 | $67.393 | D | 144,565 | D | |
| Common StockF12 | Jan 20, 2016 | S | 4,406 | $68.351 | D | 140,159 | D | |
| Common StockF13 | Jan 20, 2016 | S | 2,114 | $69.3962 | D | 138,045 | D | |
| Common StockF14 | Jan 20, 2016 | S | 930 | $70.4283 | D | 137,115 | D | |
| Common StockF15 | Jan 20, 2016 | S | 1,136 | $71.7854 | D | 135,979 | D | |
| Common StockF16 | Jan 20, 2016 | S | 400 | $72.5125 | D | 135,579 | D | |
| Common StockF17 | Jan 20, 2016 | S | 1,865 | $73.7677 | D | 133,714 | D | |
| Common StockF18 | Jan 20, 2016 | S | 325 | $74.6131 | D | 133,389 | D | |
| Common StockF19 | holding | — | — | — | 2,750 | I | By Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F20,F1 | $22.75 | Jan 19, 2016 | M | 15,076 | D | — | Dec 14, 2016 | Common Stock | 15,076 | 105,529 | D |
| Stock Option (Right to Buy)F20,F1 | $22.75 | Jan 20, 2016 | M | 15,076 | D | — | Dec 14, 2016 | Common Stock | 15,076 | 90,453 | D |
Explanation of responses
- F1All sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2015. The 30,152 options exercised and sold by the reporting person were due to expire on December 14, 2016.
- F10Sale prices ranged from $65.81 to $66.70.
- F11Sale prices ranged from $66.81 to $67.70.
- F12Sale prices ranged from $67.92 to $68.90.
- F13Sale prices ranged from $69.00 to $69.98.
- F14Sale prices ranged from $70.05 to $70.86.
- F15Sale prices ranged from $71.06 to $72.02.
- F16Sale prices ranged from $72.20 to $73.08.
- F17Sale prices ranged from $73.38 to $74.28.
- F18Sale prices ranged from $74.43 to $74.76.
- F19The reporting person owns 2,750 shares of ALNY common stock under the ALNY 401(k) plan as a result of the ALNY 401(k) matching contribution program.
- F2Sale prices ranged from $70.40 to $71.29.
- F20The stock option vested as to 25% of the shares on the first anniversary of the grant date and as to an additional 6.25% of the shares each successive three month period thereafter.
- F3Sale prices ranged from $71.41 to $72.34.
- F4Sale prices ranged from $72.55 to $73.31.
- F5Sale prices ranged from $73.60 to $74.59.
- F6Sale prices ranged from $74.64 to $75.61.
- F7Sale prices ranged from $75.76 to $76.65.
- F8Sale prices ranged from $76.82 to $77.08.
- F9Sale prices ranged from $78.01 to $78.07.