SEC Form 4 · accession 0001553878-15-000032
ALNYLAM PHARMACEUTICALS, INC. · ALNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Maraganore
Officer — Chief Executive Officer · Director
Period of report
Dec 2, 2015
Accepted (ET)
Dec 4, 2015 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 2, 2015 | M | 58,689 | $13.12 | A | 192,078 | D | |
| Common StockF2 | Dec 2, 2015 | S | 9,983 | $103.1518 | D | 182,095 | D | |
| Common StockF3 | Dec 2, 2015 | S | 10,784 | $104.0005 | D | 171,311 | D | |
| Common StockF4 | Dec 2, 2015 | S | 20,238 | $105.1582 | D | 151,073 | D | |
| Common StockF5 | Dec 2, 2015 | S | 16,984 | $106.0172 | D | 134,089 | D | |
| Common StockF6 | Dec 2, 2015 | S | 700 | $106.6025 | D | 133,389 | D | |
| Common StockF7 | holding | — | — | — | 2,750 | I | By Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F8,F1 | $13.12 | Dec 2, 2015 | M | 58,689 | D | — | Dec 7, 2015 | Common Stock | 58,689 | 0 | D |
Explanation of responses
- F1The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2015. The 58,689 options exercised and sold by the reporting person were due to expire December 7, 2015.
- F2Sale prices ranged from $102.51 to $103.50.
- F3Sale prices ranged from $103.51 to $104.47.
- F4Sale prices ranged from $104.58 to $105.57.
- F5Sale prices ranged from $105.58 to $106.57.
- F6Sale prices ranged from $106.58 to $106.6375.
- F7The reporting person owns 2,750 shares of ALNY common stock under the ALNY 401(k) plan as a result of the ALNY 401(k) matching contribution program.
- F8The stock option vested as to 25% of the shares on the first anniversary of the date of grant and as to an additional 6.25% of the shares each successive three month period thereafter.