SEC Form 4 · accession 0001553878-15-000030
ALNYLAM PHARMACEUTICALS, INC. · ALNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Maraganore
Officer — Chief Executive Officer · Director
Period of report
Nov 20, 2015
Accepted (ET)
Nov 20, 2015 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2015 | M | 58,690 | $13.12 | A | 181,515 | D | |
| Common Stock | Nov 20, 2015 | M | 10,564 | $7.10 | A | 192,079 | D | |
| Common StockF2 | Nov 20, 2015 | S | 27,137 | $102.3355 | D | 164,942 | D | |
| Common StockF3 | Nov 20, 2015 | S | 23,483 | $103.1313 | D | 141,459 | D | |
| Common StockF4 | Nov 20, 2015 | S | 8,070 | $103.9681 | D | 133,389 | D | |
| Common StockF5 | holding | — | — | — | 2,750 | I | By Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F6,F1 | $13.12 | Nov 20, 2015 | M | 58,690 | D | — | Dec 7, 2015 | Common Stock | 58,690 | 58,689 | D |
| Stock Option (Right to Buy)F6 | $7.10 | Nov 20, 2015 | M | 10,564 | D | — | Nov 30, 2021 | Common Stock | 10,564 | 139,436 | D |
Explanation of responses
- F1The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2015. The 58,690 options exercised and sold by the reporting person were due to expire on December 7, 2015.
- F2Sale prices ranged from $101.70 to $102.695.
- F3Sale prices ranged from $102.70 to $103.695.
- F4Sale prices ranged from $103.70 to $104.55.
- F5The reporting person owns 2,750 shares of ALNY common stock under the ALNY 401(k) plan as a result of the ALNY 401(k) matching contribution program.
- F6The stock option vested as to 25% of the shares on the first anniversary of the date of the stock option grant and as to an additional 6.25% of the shares each successive three month period thereafter.