SEC Form 4 · accession 0001553878-15-000026
ALNYLAM PHARMACEUTICALS, INC. · ALNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Mason
Officer — VP, Finance and Treasurer
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2015 | M | 1,563 | $10.98 | A | 1,563 | D | |
| Common Stock | Jun 1, 2015 | M | 37 | $63.00 | A | 1,600 | D | |
| Common Stock | Jun 1, 2015 | M | 1,524 | $63.00 | A | 3,124 | D | |
| Common Stock | Jun 1, 2015 | M | 1,667 | $63.00 | A | 4,791 | D | |
| Common StockF2 | Jun 1, 2015 | S | 760 | $130.3921 | D | 4,031 | D | |
| Common StockF3 | Jun 1, 2015 | S | 1,767 | $131.5636 | D | 2,264 | D | |
| Common StockF4 | Jun 1, 2015 | S | 2,064 | $132.4862 | D | 200 | D | |
| Common StockF5 | Jun 1, 2015 | S | 200 | $133.12 | D | 0 | D | |
| Common StockF6 | holding | — | — | — | 2,007 | I | By Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-Based Stock Option (Right to Buy)F7 | $63.00 | Jun 1, 2015 | M | 1,667 | D | — | Dec 18, 2023 | Common Stock | 1,667 | 0 | D |
| Stock Option (Right to Buy)F8 | $63.00 | Jun 1, 2015 | M | 37 | D | — | Dec 18, 2023 | Common Stock | 37 | 4,963 | D |
| Stock Option (Right to Buy)F8 | $63.00 | Jun 1, 2015 | M | 1,524 | D | — | Dec 18, 2023 | Common Stock | 1,524 | 3,439 | D |
| Stock Option (Right to Buy)F8 | $10.98 | Jun 1, 2015 | M | 1,563 | D | — | Feb 28, 2021 | Common Stock | 1,563 | 0 | D |
Explanation of responses
- F1The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2015.
- F2Sale prices ranged from $130.02 to $130.89.
- F3Sale prices ranged from $131.03 to $131.935.
- F4Sale prices ranged from $132.06 to $132.98.
- F5Sale prices ranged from $133.10 to $133.14.
- F6The reporting person owns 2,007 shares of ALNY common stock under the ALNY 401(k) plan as a result of the ALNY 401(k) matching contribution program.
- F7On December 18, 2013, the reporting person was granted a performance based stock option to purchase shares of ALNY Common Stock. One-third of the shares subject to the option will vest upon the achievement of each of three specific clinical development and regulatory events, as approved by the compensation committee of the Company. Effective December 12, 2014, the compensation committee of the Company determined the first performance criteria had been met and the option was vested as to one-third of the shares.
- F8The stock option vests as to 25% of the shares on the first anniversary of the date of the stock option grant and as to an additional 6.25% of the shares each successive three-month period thereafter.