SEC Form 3/A · accession 0001493152-17-014567
EMARINE GLOBAL INC. · EMRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Period of report
Jul 25, 2017
Accepted (ET)
Dec 13, 2017 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF1 | holding | — | — | — | 3,000,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $0.60 | holding | — | — | — | Jul 25, 2017 | Jul 25, 2020 | Common Stock | 7,500,000 | — | D |
Explanation of responses
- F1The reported securities are owned directly by Race Holdings, LLC ("Race Holdings"), and indirectly by Keith M. Jensen, the General Member of Race Holdings. Keith M. Jensen, through his ownership and control of Race Holdings as General Member, controls the voting and dispositive power for all of its shares of the Issuer's Common Stock.