SEC Form 4 · accession 0001437749-17-001271
DEXTERA SURGICAL INC · DXTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A. Bates
Director
Period of report
Nov 22, 2016
Accepted (ET)
Jan 27, 2017 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178104
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $1.36 | Nov 22, 2016 | A | 15,000 | A | Nov 22, 2016 | Nov 22, 2023 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1The options were granted under the Dextera Surgical 2016 Equity Incentive Plan and vest 1/12 per month starting 11/22/2016.