SEC Form 4 · accession 0001437749-16-025977
DEXTERA SURGICAL INC · DXTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A. Bates
Director
Period of report
Feb 22, 2016
Accepted (ET)
Feb 24, 2016 · 8:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2016 | P | 2,000 | $2.62 | A | 23,000 | D | |
| Common StockF1 | Feb 23, 2016 | P | 5,000 | $2.63 | A | 28,000 | D | |
| Common StockF2 | Feb 24, 2016 | P | 26,600 | $2.99 | A | 54,600 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is the weighted average price. These shares were bought in multiple transactions at prices ranging from $2.57 to $2.67, inclusive. Upon request, the reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the shares purchased at each separate price within the range set forth in footnote one (1) of this Form 4.
- F2The price reported in Column 4 is the weighted average price. These shares were bought in multiple transactions at prices ranging from $2.74 to $3.08, inclusive. Upon request, the reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the shares purchased at each separate price within the range set forth in footnote two (2) of this Form 4.