SEC Form 4 · accession 0001437749-16-024562
DEXTERA SURGICAL INC · DXTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A afzal
Director
Period of report
Jan 29, 2016
Accepted (ET)
Feb 2, 2016 · 9:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178104
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $0.28 | Jan 29, 2016 | A | 150,000 | A | Jan 29, 2016 | Jan 29, 2023 | Common Stock | 150,000 | 150,000 | D |
| Non-Qualified Stock Option (right to buy)F2 | $0.28 | Jan 29, 2016 | A | 225,000 | A | Jan 29, 2016 | Jan 29, 2026 | Common Stock | 225,000 | 225,000 | D |
Explanation of responses
- F1The options were granted under the Cardica 2016 Equity Incentive Plan and vest 1/12 per month starting January 29, 2016.
- F2The options were granted under the Cardica 2016 Equity Incentive Plan and vest 1/36 per month starting January 29, 2016.