SEC Form 5 · accession 0001225208-16-037099
DEXTERA SURGICAL INC · DXTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Younger Jr.
Director
Period of report
Jun 30, 2016
Accepted (ET)
Jul 28, 2016 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 1, 2016 | G | 0 | $0.00 | D | 44,415 | I | By Ltd Partnership (YVST) |
| Common StockF2 | Jun 30, 2016 | G | 0 | $0.00 | D | 44,415 | I | By Ltd Partnership (YVST) |
| Common StockF3 | holding | — | — | — | 233 | D | ||
| Common StockF4 | holding | — | — | — | 296,614 | I | By Ltd Partnership (SHV) | |
| Common StockF5 | holding | — | — | — | 17,286 | I | By Profit Sharing Plan Trust | |
| Common StockF6 | holding | — | — | — | 26,467 | I | By Trust (Trustee) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents gift of limited partnership interest in a limited partnership to other limited partners. The reporting person disclaims beneficial ownership of the shares held by the limited partnership except as to the reporting person's pecuniary interest therein.
- F2Shares held by a limited partnership of which the reporting person is the trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- F3The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
- F4Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
- F5Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
- F6Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.