SEC Form 4 · accession 0001225208-16-028784
DEXTERA SURGICAL INC · DXTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Younger Jr.
Director
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 26, 2016 | J | 44,665 | $0.00 | D | 296,614 | I | By Ltd Partnership (SHV) |
| Common StockF2,F4 | Feb 26, 2016 | J | 56 | $0.00 | A | 26,468 | I | By Trust (Trustee) |
| Common StockF2 | holding | — | — | — | 233 | D | ||
| Common StockF2,F5 | holding | — | — | — | 44,415 | I | By Ltd Partnership (YVST) | |
| Common StockF2,F6 | holding | — | — | — | 17,286 | I | By Profit Sharing Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Distribution of shares without consideration to the managing directors of the general partner of Sutter Hill Ventures, a California Limited Partnership, including the reporting person, in accordance with the partnership agreement.
- F2On February 17, 2016, the Issuer effected a one-for-ten reverse stock split of its common stock. Shares reported as being beneficially owned in this Form 4 have been adjusted for the reverse stock split.
- F3Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
- F4Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
- F5Shares held by a limited partnership of which the reporting person is the trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- F6Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.