SEC Form 4 · accession 0001179110-15-011409
DEXTERA SURGICAL INC · DXTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Y Newell IV
Officer — V.P. Finance, CFO, Secretary
Period of report
Jul 20, 2015
Accepted (ET)
Jul 22, 2015 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 20, 2015 | A | 200,000 | $0.00 | A | 276,000 | D | |
| Common Stock | holding | — | — | — | 123,975 | I | By Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares underlying Restricted Stock Units under the Cardica 2005 Equity Incentive Plan. The award vests 33.3% on an annual basis.
- F2Includes 18,000 shares held in reporting person's IRA Account.