SEC Form 4 · accession 0001437749-15-016972
XPLORE TECHNOLOGIES CORP · XPLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip S Sassower
Officer — Chairman & CEO · Director · 10% Owner
Period of report
Sep 3, 2015
Accepted (ET)
Sep 8, 2015 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2015 | S | 18,021 | $5.6955 | D | 1,487,796 | I | See Footnote |
| Common StockF1 | Sep 2, 2015 | S | 15,179 | $5.6527 | D | 1,472,617 | I | See Footnote |
| Common StockF1 | Sep 3, 2015 | S | 100 | $5.60 | D | 1,472,517 | I | See Footnote |
| Common StockF1 | Sep 4, 2015 | S | 2,300 | $5.60 | D | 1,470,217 | I | See Footnote |
| Common StockF1 | Sep 8, 2015 | S | 4,400 | $5.5561 | D | 1,465,817 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1At September 3, 2015, includes shares held by Phoenix Venture Fund LLC ("Phoenix") (1,164,602), SG Phoenix LLC ("SG") (24,524) and Mr. Sassower (276,691). Mr. Sassower is a co-manager of Phoenix and SG, entities in which Mr. Sassower shares voting and dispositive power with another co-manager. Mr. Sassower disclaims any beneficial ownership of the shares held by Phoenix and SG except to the extent of his pecuniary interest, if any, in such shares.