SEC Form 4 · accession 0001437749-15-009354
XPLORE TECHNOLOGIES CORP · XPLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip S Sassower
Officer — Chairman & CEO · Director · 10% Owner
Period of report
May 6, 2015
Accepted (ET)
May 7, 2015 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 6, 2015 | G | 100,000 | $0.00 | D | 1,522,286 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Philip S. Sassower made a bona fide gift to the spouse of one of his children.
- F2At May 6, 2015, includes shares held of record by Phoenix Venture Fund LLC ("Phoenix") (1,181,071), SG Phoenix LLC ("SG") (24,524) and Mr. Sassower (316,691). Mr. Sassower is a co-manager of Phoenix and SG, entities in which Mr. Sassower shares voting and dispositive power with another co-manager. Mr. Sassower disclaims any beneficial ownership of the shares held by Phoenix and SG except to the extent of his pecuniary interest, if any, in such shares.