SEC Form 4 · accession 0001185185-18-001502
XPLORE TECHNOLOGIES CORP · XPLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Wiley Wilkinson
Officer — President and CEO
Period of report
Jan 24, 2018
Accepted (ET)
Aug 15, 2018 · 7:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 14, 2018 | U | 30,000 | $6.00 | D | 0 | I | See Footnote |
| Common Stock | Aug 14, 2018 | U | 32,841 | $6.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $2.70 | Jan 24, 2018 | A | 100,000 | A | — | Jul 24, 2026 | Common Stock | 100,000 | 209,282 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Jan 24, 2018 | A | 3,500 | A | — | — | Common Stock | 3,500 | 3,500 | D |
| Restricted Stock UnitsF4,F3 | $0.00 | Aug 14, 2018 | A | 600,000 | A | — | — | Common Stock | 600,000 | 603,500 | D |
| Stock OptionsF2 | $5.49 | Aug 14, 2018 | U | 109,282 | D | — | Nov 4, 2020 | Common Stock | 109,282 | 0 | D |
| Stock OptionsF2 | $2.70 | Aug 14, 2018 | U | 100,000 | D | — | Jul 24, 2026 | Common Stock | 100,000 | 0 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Aug 14, 2018 | U | 603,500 | D | — | — | Common Stock | 603,500 | 0 | D |
Explanation of responses
- F1Shares are held by SEP FBO Thomas Wilkinson, sponsored by Wilkinson & Company.
- F2Vesting in three equal annual installments over three years from date of grant.
- F3Unvested Restricted Stock Units expire upon termination of holder other than for death of disability.
- F4Grant was made as a bonus under Amended and Restated Transaction Bonus Plan.