SEC Form 4 · accession 0001185185-18-001494
XPLORE TECHNOLOGIES CORP · XPLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Graff
Officer — Chief Revenue Officer
Period of report
Aug 17, 2017
Accepted (ET)
Aug 15, 2018 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2018 | U | 58,198 | $6.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Aug 17, 2017 | A | 50,000 | A | — | — | Common Stock | 50,000 | 3,000 | D |
| Stock OptionsF1 | $2.73 | Jan 24, 2018 | A | 5,000 | A | — | Jul 24, 2026 | Common Stock | 5,000 | 5,000 | D |
| Stock OptionsF1 | $2.73 | Aug 14, 2018 | U | 5,000 | D | — | Jul 24, 2026 | Common Stock | 5,000 | 0 | D |
| Restricted Stock UnitsF1,F2 | $0.00 | Aug 14, 2018 | U | 50,000 | D | — | — | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1Vesting in three equal annual installments over three years from date of grant.
- F2Unvested Restricted Stock Units expire upon termination of holder other than for death of disability.