SEC Form 4 · accession 0001185185-18-001488
XPLORE TECHNOLOGIES CORP · XPLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert N McFarland
Director
Period of report
Sep 8, 2017
Accepted (ET)
Aug 15, 2018 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177845
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $2.40 | Sep 8, 2017 | A | 30,000 | A | — | Mar 8, 2025 | Common Stock | 30,000 | 0 | D |
| Stock OptionsF2 | $2.73 | Jan 26, 2018 | A | 5,000 | A | — | Jul 24, 2026 | Common Stock | 55,000 | 45,000 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Jan 26, 2018 | A | 3,500 | A | — | — | Common Stock | 3,500 | 3,500 | D |
| Stock OptionsF1 | $2.40 | Aug 14, 2018 | U | 30,000 | D | — | Mar 8, 2025 | Common Stock | 30,000 | 0 | D |
| Stock OptionsF2 | $2.73 | Aug 14, 2018 | U | 5,000 | D | — | Jul 24, 2026 | Common Stock | 15,000 | 0 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Aug 14, 2018 | U | 3,500 | D | — | — | Common Stock | 3,500 | 0 | D |
Explanation of responses
- F1One third vests on November 8, 2018, one third vests on November 8, 2019 and one third vest on November 8, 2020.
- F2One third vests on January 24, 2019, one third vests on January 24, 2020 and one third vest on January 24, 2021.
- F3Unvested Restricted Stock Units expire upon termination of holder other than for death of disability.