SEC Form 4/A · accession 0001185185-17-002031
XPLORE TECHNOLOGIES CORP · XPLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Andrea Goren
Director · 10% Owner
Period of report
Nov 18, 2016
Accepted (ET)
Sep 20, 2017 · 11:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 18, 2016 | P | 2,000 | $2.399 | A | 1,146,485 | I | See Footnote |
| Common StockF1 | Nov 18, 2016 | P | 3,000 | $2.399 | A | 1,149,485 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Andax LLC purchased a total of 5,000 shares on November 18, 2016. At September 19, 2017, includes shares held by Phoenix Venture Fund LLC ("Phoenix") (1,091,775), SG Phoenix LLC ("SG") (24,524), Mr. Goren (1,659) and Andax LLC ("Andax") (31,527). Mr. Goren is a co-manager of Phoenix and SG and shares voting and dispositive power over the shares held by Phoenix and SG. Mr. Goren disclaims any beneficial ownership of the shares held by Phoenix and SG except to the extent of his pecuniary interest, if any, in such shares. Mr. Goren is the manager of Andax. Mr. Goren disclaims any beneficial ownership of the shares held by Andax except to the extent of his pecuniary interest, if any, in such shares. This amendment was made to correct the amount of securities beneficially owned following the reported transactions to exclude derivative securities.