SEC Form 4 · accession 0001185185-17-001959
XPLORE TECHNOLOGIES CORP · XPLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip S Sassower
Officer — Chairman of the Board · Director · 10% Owner
Period of report
Aug 28, 2017
Accepted (ET)
Sep 6, 2017 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 5, 2017 | S | 14,028 | $3.49 | D | 1,175,120 | I | See Footnote |
| Common StockF1 | Sep 5, 2017 | S | 55,821 | $3.50 | D | 1,119,299 | I | See Footnote |
| Common StockF1 | Sep 5, 2017 | S | 600 | $3.501 | D | 1,118,699 | I | See Footnote |
| Common StockF1 | Sep 5, 2017 | S | 300 | $3.51 | D | 1,118,399 | I | See Footnote |
| Common StockF1 | Sep 5, 2017 | S | 1,400 | $3.52 | D | 1,116,999 | I | See Footnote |
| Common StockF1 | Sep 5, 2017 | S | 500 | $3.53 | D | 1,116,499 | I | See Footnote |
| Common StockF1 | Sep 5, 2017 | S | 200 | $3.54 | D | 1,116,299 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1At September 6, 2017, includes shares held by Phoenix Venture Fund LLC ("Phoenix") (1,091,775), SG Phoenix LLC ("SG") (24,524) and Mr. Sassower, individually (2,000). All shares held by Mr. Sassower, his spouse and by him as trustee of certain trusts benefiting his spouse have been sold. Mr. Sassower is a co-manager of Phoenix and SG, entities in which Mr. Sassower shares voting and dispositive power with another co-manager. Mr. Sassower disclaims any beneficial ownership of the shares held by Phoenix and SG except to the extent of his pecuniary interest, if any, in such shares.