SEC Form 4 · accession 0001185185-17-001907
XPLORE TECHNOLOGIES CORP · XPLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip S Sassower
Officer — Chairman of the Board · Director · 10% Owner
Period of report
Aug 28, 2017
Accepted (ET)
Aug 30, 2017 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 28, 2017 | S | 7,489 | $3.50 | D | 1,316,328 | I | See Footnote |
| Common StockF1 | Aug 28, 2017 | S | 400 | $3.51 | D | 1,315,928 | I | See Footnote |
| Common StockF1 | Aug 28, 2017 | S | 6,600 | $3.52 | D | 1,309,328 | I | See Footnote |
| Common StockF1 | Aug 28, 2017 | S | 200 | $3.53 | D | 1,309,128 | I | See Footnote |
| Common StockF1 | Aug 29, 2017 | S | 22,329 | $3.46 | D | 1,286,799 | I | See Footnote |
| Common StockF1 | Aug 29, 2017 | S | 100 | $3.465 | D | 1,286,699 | I | See Footnote |
| Common StockF1 | Aug 29, 2017 | S | 200 | $3.47 | D | 1,286,499 | I | See Footnote |
| Common StockF1 | Aug 29, 2017 | S | 17,443 | $3.48 | D | 1,269,056 | I | See Footnote |
| Common StockF1 | Aug 29, 2017 | S | 27 | $3.49 | D | 1,269,029 | I | See Footnote |
| Common StockF1 | Aug 29, 2017 | S | 4,854 | $3.50 | D | 1,264,175 | I | See Footnote |
| Common StockF1 | Aug 29, 2017 | S | 2,200 | $3.52 | D | 1,261,975 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1At August 30, 2017, includes shares held by Phoenix Venture Fund LLC ("Phoenix") (1,164,602), SG Phoenix LLC ("SG") (24,524) and Mr. Sassower, individually, with his spouse and as trustee of certain trusts benefiting his spouse (72,849). Mr. Sassower is a co-manager of Phoenix and SG, entities in which Mr. Sassower shares voting and dispositive power with another co-manager. Mr. Sassower disclaims any beneficial ownership of the shares held by Phoenix and SG except to the extent of his pecuniary interest, if any, in such shares.