SEC Form 5 · accession 0001185185-16-004604
XPLORE TECHNOLOGIES CORP · XPLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip S Sassower
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Mar 31, 2016
Accepted (ET)
May 16, 2016 · 8:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 25, 2015 | G | 40,000 | $0.00 | D | 1,447,796 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1At March 30, 2016, includes shares held by Phoenix Venture Fund LLC ("Phoenix") (1,164,602), SG Phoenix LLC (SG") (24,524) and Mr. Sassower (236,691). Mr. Sassower is a co-manager of Phoenix and SG, entities in which Mr. Sassower shares voting and dispositive power with another co-manager. Mr. Sassower disclaims any beneficial ownership of the shares held by Phoenix and SG except to the extent of his pecuniary interest, if any, in such shares.