SEC Form 4 · accession 0001185185-16-003749
XPLORE TECHNOLOGIES CORP · XPLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrea Goren
Director
Period of report
Feb 16, 2016
Accepted (ET)
Feb 19, 2016 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2016 | P | 5,000 | $4.0948 | A | 1,257,078 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A total of 5,000 shares were purchased on February 18, 2016 by Andax LLC., for which Mr. Goren is the manager. After this purchase, a total of 22,303 shares are held by Andax, LLC. The amount of shares beneficially owned also include 67,927 shares of common stock that Mr. Goren has the right to acquire upon exercise of outstanding options within 60 days of February 19, 2016, and 24,524 shares of common stock owned of record by SG Phoenix LLC, an entity in which Mr. Goren shares voting and dispositive power. Also includes 1,145,640 shares of common stock beneficially owned by Phoenix Venture Fund, LLC, for which Mr. Goren is the co-managers of the managing member.