SEC Form 4 · accession 0001179110-15-011397
XPLORE TECHNOLOGIES CORP · XPLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Philip S Sassower
Officer — Chairman & CEO · Director · 10% Owner
Andrea Goren
Director
Phoenix Venture Fund LLC
Director · 10% Owner
Period of report
Jul 17, 2015
Accepted (ET)
Jul 21, 2015 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 17, 2015 | J | 35,431 | $0.00 | D | 1,505,817 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a distribution of 35,431 shares held by Phoenix Venture Fund LLC ("Phoenix"). Mr. Philip S. Sassower ("Mr. Sassower") and Mr. Andrea Goren ("Mr. Goren") are co-managers of Phoenix and share voting and dispositive power over the shares held by Phoenix. Mr. Sassower and Mr. Goren disclaim any beneficial ownership of the shares held by Phoenix except to the extent of pecuniary interest, if any, in such shares.
- F2At July 17, 2015, includes shares held by Phoenix (1,145,640), Mr. Sassower (316,691), SG Phoenix LLC ("SG") (24,524), Mr. Goren (1,659) and Andax LLC ("Andax") (17,303). Mr. Sassower and Mr. Mr. Goren are co-managers of Phoenix and SG and share voting and dispositive power over the shares held by Phoenix and SG. Mr. Sassower and Mr. Goren disclaim any beneficial ownership of the shares held by Phoenix and SG except to the extent of pecuniary interest, if any, in such shares. Mr. Sassower is the sole managing member of the Family Fund and disclaims any beneficial ownership of the shares held by the Family Fund except to the extent of his pecuniary interest, if any, in such shares. Mr. Goren is the manager of Andax. Mr. Goren disclaims any beneficial ownership of the shares held by Andax except to the extent of pecuniary interest, if any, in such shares.