SEC Form 4 · accession 0001562180-19-001037
SAIA INC · SAIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephanie Maschmeier
Officer — Controller
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 7:42 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2019 | M | 6,110 | $27.45 | A | 10,663 | D | |
| Common Stock | Feb 14, 2019 | S | 6,110 | $69.2453 | D | 4,553 | D | |
| Common Stock | Feb 14, 2019 | S | 2,943 | $69.207 | D | 1,610 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $27.45 | Feb 14, 2019 | M | 6,110 | D | Feb 9, 2019 | Feb 9, 2023 | Common Stock | 6,110 | 0 | D |
| Phantom StockF1,F2,F3 | — | holding | — | — | — | — | — | Common Stock | 7,137 | 7,137 | D |
| Stock Options (Right to Buy) | $73.35 | holding | — | — | — | Feb 6, 2021 | Feb 6, 2025 | Common Stock | 1,270 | 1,270 | D |
| Stock Options (Right to Buy) | $66.03 | holding | — | — | — | Feb 7, 2022 | Feb 7, 2026 | Common Stock | 1,580 | 1,580 | D |
| Stock Options (Right to Buy) | $46.35 | holding | — | — | — | Feb 7, 2020 | Feb 7, 2024 | Common Stock | 1,630 | 1,630 | D |
Explanation of responses
- F1The conversion rate of this derivative security on February 14, 2019 is 1.1605 resulting in 8,282.269 shares of common stock (underlying security in column 7).
- F2Immediate
- F3The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.